August 14, 2018
De Tocqueville and the French exception
The gloomiest of the great liberals worried that democracy might not be compatible with liberty
HE IS the most unusual member of the liberal pantheon. Liberalism has usually been at its most vigorous among the Anglo-American middle classes. By contrast, Alexis de Tocqueville was a proud member of the French aristocracy.
Liberalism tends to be marinated in optimism to such an extent that it sometimes shades into naivety. Tocqueville believed that liberal optimism needs to be served with a side-order of pessimism. Far from being automatic, progress depends on wise government and sensible policy.
He also ranks among the greats. He wrote classic studies of two engines of the emerging liberal order: “Democracy in America” (1835-40) and “The Old Regime and the French Revolution” (1856). He also helped shape French liberalism, both as a political activist and as a thinker. He was a leading participant in the “Great Debate” of the 1820s between liberals and ultra-Royalists about the future direction of France.
In 1849 he served briefly as foreign minister (he died a decade later). He broadened the liberal tradition by subjecting the bland pieties of the Anglo-American middle class to a certain aristocratic disdain; and he deepened it by pointing to the growing dangers of bureaucratic centralisation. Better than any other liberal, Tocqueville understood the importance of ensuring that the collective business of society is done as much as possible by the people themselves, through voluntary effort, rather than by the government.
Tocqueville’s liberalism was driven by two forces. The first was his fierce commitment to the sanctity of the individual. The purpose of politics was to protect people’s rights (particularly the right to free discussion) and to give them scope to develop their abilities to the full. The second was his unshakable belief that the future lay with “democracy”. By that he meant more than just parliamentary democracy with its principle of elections and wide suffrage. He meant a society based on equality.
The old regime was predicated on the belief that society was divided into fixed classes. Some people are born to rule and others to serve. Rulers like Tocqueville’s family in Normandy inherited responsibilities as well as privileges. They were morally bound to look after “their people” and serve “their country”. Democratic society was based on the idea that all people were born equal. They came into the world as individuals rather than as aristocrats or peasants. Their greatest responsibility was to make the most of their abilities.
Terror and the state
Many members of Tocqueville’s class thought that democratisation was both an accident and a mistake—an accident because cleverer management of the old regime could have prevented the revolution in 1789, and a mistake because democracy destroyed everything they held most dear. Tocqueville thought that was nonsense—and pitied his fellow blue-bloods who wasted their lives in a doomed attempt to restore aristocratic privilege.
The great question at the heart of Tocqueville’s thought is the relationship between liberty and democracy. Tocqueville was certain that it was impossible to have liberty without democracy, but he worried that it was possible to have democracy without liberty. For example, democracy might transfer power from the old aristocracy to an all-powerful central state, thereby reducing individuals to helpless, isolated atoms. Or it might make a mockery of free discussion by manipulating everybody into bowing down before conventional wisdom.
Sir Larry Siedentop, an Oxford academic, points out that Tocqueville’s contribution was to identify a structural flaw in democratic societies. Liberals are so preoccupied by the “contract” between the individual on the one hand and the state on the other that they don’t make enough room for intermediate associations which acted as schools of local politics and buffers between the individual and the state. And, he was the first serious thinker to warn that liberalism could destroy itself.
Tocqueville worried that states might use the principle of equality to accumulate power and ride roughshod over local traditions and local communities. Such centralisation might have all sorts of malign consequences. It might reduce the variety of institutions by obliging them to follow a central script. It might reduce individuals to a position of defencelessness before the mighty state, either by forcing them to obey the state’s edicts or making them dependent on the state’s largesse. And it might kill off traditions of self-government. Thus one liberal principle—equal treatment—might end up destroying three rival principles: self-government, pluralism and freedom from coercion.
Tocqueville feared his own country might fall into the grip of just such an illiberal democracy, as it had in the Terror, under Maximilien Robespierre in 1793. The French revolutionaries had been so blinded by their commitment to liberty, equality and fraternity that they crushed dissenters and slaughtered aristocrats, including many members of Tocqueville’s family. His parents were spared, but his father’s hair turned white at 24 and his mother was reduced to a nervous wreck.
He was worried about more than just the bloodshed, which proved to be a passing frenzy. The power of the state also posed a more subtle threat. The monarchy had nurtured an over-mighty state, as French kings sucked power from aristocrats towards the central government. The revolution completed the job, abolishing local autonomy along with aristocratic power and reducing individual citizens to equal servitude beneath the “immense tutelary power” of the state.
By contrast, the United States represented democracy at its finest. Tocqueville’s ostensible reason for crossing the Atlantic, in 1831, was to study the American penal system, then seen as one of the most enlightened in the world. His real wish was to understand how America had combined democracy with liberty so successfully. He was impressed by the New England townships, with their robust local governments, but he was equally taken by the raw egalitarianism of the frontier.
Why did the children of the American revolution achieve what the children of the French revolution could not? The most obvious factor was the dispersal of power. The government in Washington was disciplined by checks and balances. Power was exercised at the lowest possible level—not just the states but also cities, townships and voluntary organisations that flourished in America even as they declined in France.
The second factor was what he called “manners”. Like most French liberals, Tocqueville was an Anglophile. He thought that America had inherited many of Britain’s best traditions, such as common law and a ruling class that was committed to running local institutions.
Of liberty and religion
America also had the invaluable advantage of freedom of religion. Tocqueville believed that a liberal society depended ultimately on Christian morality. Alone among the world’s religions, Christianity preached the equality of man and the infinite worth of the individual. But the ancien régime had robbed Christianity of its true spirit by turning it into an adjunct of the state. America’s decision to make religion a matter of free conscience created a vital alliance between the “spirit of religion” and the “spirit of liberty”. America was a society that “goes along by itself”, as Tocqueville put it, not just because it dispersed power but because it produced self-confident, energetic citizens, capable of organising themselves rather than looking to the government to solve their problems.
Sleeping on a volcano
He was not blind to the faults of American democracy. He puzzled over the fact that the world’s most liberal society practised slavery, though, like most liberals, he comforted himself with the thought that it was sure to wither. He worried about the cult of the common man. Americans were so appalled by the idea that one person’s opinion might be better than another’s that they embraced dolts and persecuted gifted heretics. He worried that individualism might shade into egotism. Shorn of bonds with wider society, Americans risked being confined within the solitude of their own hearts. The combination of egalitarianism and individualism might do for Americans what centralisation had done for France—dissolve their defences against governmental power and reduce them to sheep, content to be fed and watered by benevolent bureaucrats.
Tocqueville exercised a powerful influence on those who shared his fears. In his “Autobiography” John Stuart Mill thanked Tocqueville for sharpening his insight that government by the majority might hinder idiosyncratic intellectuals from influencing the debate. In 1867 Robert Lowe, a leading Liberal politician, argued for mass education on the Tocquevillian grounds that “we must educate our masters”. Other Liberal politicians argued against extending the franchise on the grounds that liberty could not survive a surfeit of democracy. In the 1950s and 1960s American intellectuals seized on Tocqueville’s insight that mass society might weaken liberty by narrowing society’s choices.
More recently intellectuals have worried about the rapid growth of the federal government, inaugurated by Lyndon Johnson’s Great Society programme. Transferring power from local to the federal government; empowering unaccountable bureaucrats to pursue abstract goods such as “equality of representation” (even if it means riding roughshod over local institutions); and undermining the vitality of civil society tends, they fear, to destroy the building blocks of Tocqueville’s America. A recent conference, organised by the Tocqueville Society and held in the family’s Normandy manor house, dwelt on the various ways in which democracy is under assault from within, by speech codes, and from without, by the rise of authoritarian populism, under the general heading of “demo-pessimism”.
It is worth adding that the threat to liberty today does not stem just from big government. It also comes from big companies, particularly tech firms that trade in information, and from the nexus between the two. Gargantuan tech companies enjoy market shares unknown since the Gilded Age. They are intertwined with the government through lobbying and the revolving door that has government officials working for them when they leave office. By providing so much information “free” they are throttling media outfits that invest in gathering the news that informs citizens. By using algorithms based on previous preferences they provide people with information that suits their prejudices—right-wing rage for the right and left-wing rage for the left.
Today’s great rising power is the very opposite of the United States, the great rising power of Tocqueville’s time. China is an example not of democracy allied to liberty but of centralisation allied to authoritarianism. Its state and its pliant tech firms can control the flow of information to an extent never dreamed of. Increasingly, China embodies everything that Tocqueville warned against: power centralised in the hands of the state; citizens reduced to atoms; a collective willingness to sacrifice liberty for a comfortable life.
Before the revolution in France in 1848, Tocqueville warned that the continent was “sleeping on a volcano…A wind of revolution blows, the storm is on the horizon.” Today democracy in America has taken a dangerous turn. Populists are advancing in Europe, Asia and Latin America. Authoritarians are consolidating power. The most pessimistic of great liberal thinkers may not have been pessimistic enough.
Read more on classical liberal values and thinkers at Economist.com/openfuture
This article appeared in the Schools brief section of the print edition under the headline “The French exception”